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Adv Dent Res 19:21-28, April, 2006
© 2006 SAGE Publications

Innate and Adaptive Mucosal Immunity in Protection against HIV Infection

Presented at the Fifth World Workshop on Oral Health and Disease in AIDS, Phuket, Thailand, July 6–9, 2004, sponsored by Prince of Songkla University, Thailand, the International Association for Dental Research, the World Health Organization, the NIDCR/National Institutes of Health, USA, and the University of California-San Francisco Oral AIDS Center.

L.A. Bergmeier* and T. Lehner

Mucosal Immunology Unit, Guy’s King’s and St Thomas’ Medical and Dental School, Kings College London, London SE1 9RT, UK

Correspondence: * corresponding author, lesley.bergmeier{at}kcl.ac.uk


    Abstract
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
The appalling toll on the populations of developing countries as a result of the HIV epidemic shows no signs of abatement. While costly drug therapies are effective in developed nations, the sheer scale of the epidemic elsewhere makes the need for a vaccine an ever more urgent goal. The prevalent DNA prime-viral boost strategy aims to elicit cytotoxic lymphocytes (CTL) against HIV, but this approach is undermined by the rapid mutation of HIV, which thereby escapes CTL control. Alloimmunity has been found to be protective in vertical transmission from infected mothers to their babies, in alloimmunization of women with their partners’ mononuclear cells, and in monkeys immunized with SIV grown in human T-cells. Vaginal mucosal immunization, as a result of unprotected sex with a regular partner, induced in vitro protection against HIV infection, and this was confirmed in macaques. The second type of natural protection is found in persons with the homozygous {Delta}32 CCR5 mutation, a 32-base-pair deletion of the CCR5 gene, which results in a lack of cell-surface expression of CCR5, which is associated with an increase in CC chemokines and the development of CCR5 antibodies. These two ‘experiments of nature’ have been used to develop vaccine strategies—first, in vaginal immunization of macaques with CCR5 peptides, in addition to HIV envelope (env) and SIV core (gag) antigens, all of which were linked to the 70-kD heat-shock protein (HSP70); and second, in mucosal allo-immunization of macaques, which also gave rise to in vitro protection from infection. Immunization with this vaccine elicited serum and vaginal IgG and IgA antibodies, IFN{gamma}- and IL-12-producing cells, and increased concentrations of CCL-3 and CCL-4. Vaginal challenge with a simian immunodeficiency virus engineered to carry a human envelope protein (SHIV 89.6) showed significant clearance of SHIV in the immunized macaques. This platform strategy will now be developed to activate the co-stimulatory pathways with the aim of enhancing the primary allogeneic and CCR5-directed responses which are involved in natural protection against HIV infection. Abbreviations: IFN-{gamma}, gamma interferon; IL-12, interleukin 12; MIP-1 {alpha},β, Macrophage inflammatory protein-1; RANTES, Regulated on activation normal T-cell expressed and secreted; SDF-1, stromal-derived factor 1; SIV, simian immunodeficiency virus; and SHIV, engineered SIV carrying a human envelope protein.

Key Words: HIV • SIV • vaccine • CCR5 • mucosal immunity • alloimmunity


    Introduction
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
The HIV pandemic has claimed over 40 million lives (UNAIDS, 2001), and while chemotherapy has had an impact in developed countries, the prohibitive cost of these drugs has limited their use in the developing world. Drug therapy has serious side-effects, and the potential for the emergence of drug-resistant strains of HIV is a major concern. The spread of HIV throughout the developing world poses unprecedented challenges in both the scientific and political arena. The provision of safe drinking water and sanitation, along with vaccination programs, has had a huge impact on the spread of infectious diseases. Vaccines remain the most cost-effective strategies in alleviating the economic and sociological burden of many diseases. The challenge which HIV presents is to develop a vaccine against a chronic infection which has evolved to ‘hijack’ the immune system and result in its ultimate destruction. The difficulties involved in the development of vaccine against chronic viral infection have recently been reviewed (Berzofsky et al. 2001, 2004).

In sub-Saharan Africa, the worst-affected area of the world, the greater number of infections occurs through sexual intercourse, while in the UK more than 50% of new infections are transmitted through heterosexual contact, with women at greater risk of infection than ever before (WHO, 2002).

HIV uses cell-surface receptors to gain entry into the T-cells in which it propagates. CD4 is the main receptor, and a chemokine receptor-CCR5 is the co-receptor utilized by macrophage or M-tropic viruses (sometimes referred to as R5 viruses). CXCR4, an alternative chemokine receptor, is used by viruses later in AIDS infections. These viruses are known as T-tropic or X4 viruses. The distribution of these receptors is critical for the transmission of HIV.

More than 85% of HIV infections are acquired by mucosal transmission. It is therefore essential that vaccine strategies include methodologies which will address three levels of infection with corresponding levels of immunity: (1) immunity at the mucosal sites of transmission, to prevent the virus gaining entry to the immune cells in which it must propagate (Miller et al., 1992; Lehner et al., 1999a; Stevceva and Strober, 2004); (2) regional lymph node immunity—virus has been found in lymph nodes draining the rectal and genital mucosa within hours of exposure at these portals of entry (Spira et al., 1996); and (3) immunity in the systemic circulation. Interruption of the dissemination of virus might prevent the establishment of viral reservoirs. This rationale takes into account the migration pattern of mucosal lymphocytes (Brandtzaeg et al., 1999; Kantele et al., 1999). It is also becoming clear that a successful vaccine must induce not only cytotoxic cells (CTL) to handle cell-associated virus, but also an antibody component to neutralize cell-free viral particles.

To date, three types of vaccine have been evaluated as preventive immunization strategies: (a) DNA vaccination, (b) expression of HIV genes in viral vectors, and (c) combined DNA prime-HIV-carrying viral vector boost (Amara et al., 2001; Crotty et al., 2001). The many studies in animals which have informed these choices are reviewed by Bourinbaiar et al.(2003) and Stevceva and Strober (2004).

The error-prone mechanism of reverse transcription allows for the mutation of HIV and SIV and, as a result, creates serious problems in terms of the virus escaping from control by cytotoxic lymphocytes (Barouch et al., 2002). Numerous vaccines in pre-clinical experiments in macaques and in phase I/II clinical trials have been based on the induction of cytotoxic lymphocytes (CTL). In HIV-infected patients, CD4 and CD8 T-cell responses showed no protective correlation with the plasma viral load (Betts et al., 2001). Recent reports of superinfection of closely related viral strains may also allow for escape from CTL control, which may have been successful in controlling the first virus (Altfeld et al., 2002; Jost et al., 2002; Ramos et al., 2002).

It has been equally difficult to induce neutralizing antibodies which have cross-clade activities. There has also been some concern that antibodies may enhance HIV infectivity (Fust, 1997). However, in experiments with non-human primates, administration of subinfectious doses of SIV in the presence of non-neutralizing antibody did not result in enhancement (Polyanskaya et al., 2001). Mucosal antibodies, and especially secretory IgA, play an important role in protection against HIV infection (reviewed by Kozlowski and Neutra, 2003). Indeed, in previous protection studies in macaques, we were able to demonstrate that the presence of IgA-secreting cells in the iliac lymph nodes of macaques correlated with protection (Bergmeier et al., 1998, 2002).

These difficulties have encouraged a re-examination of areas of vaccine development which have been somewhat neglected. Nature relies not on a single mechanism of protection against infection, but rather on numerous complementary and alternative pathways. Our approach was to exploit the following areas of research:

  1. Targeting the mucosal immune system and the associated regional lymph nodes by a novel mucosal adjuvant.
  2. Enhancing innate immunity with its rapid protective response to infection that is independent of memory.
  3. Stimulating broadly based adaptive immune responses, including memory in CD4, CD8, and B-cells.
  4. Utilizing host antigens in protection against HIV, as manifest by the experiments of nature, namely, the homozygous {Delta}32 CCR5 individuals, and allo-immunity in humans.


    HIV Receptors and Transmission through Mucosal Tissues
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
HIV can infect through the intact mucosal epithelia in rectal and genital tissues by infecting Langerhans cells located in the stratified epithelia of the vagina and dendritic cells in the rectum. Several alternative receptors to CD4 and CCR5 have been postulated as carrier molecules for HIV (SIV), including galactosyl ceramide (Bhat et al., 1993). Fc receptors, which bind IgG, have the potential to take up immune complexes composed of antibody and virus particles (Takeda et al., 1988), and seminal fluid has been shown to contain such complexes (Wolff et al., 1992). The C-type lectin DC-SIGN, present on dendritic cells (DC), is able to capture HIV in the absence of CD4 and CCR5, and may carry HIV to the regional lymph nodes. Transmission involves interaction between DC-SIGN and envelope gp120 (Geijtenbeek et al., 2000a,b; Hu et al., 2000; Jameson et al., 2002). Virus may then be transported to numerous mucosal T-cells and is able to infect CD4+ T-cells (Granelli-Piperno et al., 1999). Indeed, co-cultured DCs and T-cells support higher levels of HIV replication than do T-cells alone (Cameron et al., 1992). There is considerable evidence that the gut is the primary target of HIV infection (Veazey et al., 1998), while the rectum has also been identified as a significant reservoir of HIV infection. Anti-retroviral treatment seems to have less influence in rectal tissue than in the blood (DiStefano et al., 2001). A recent study on asymptomatic HIV carriers in Thailand demonstrated that these individuals have numerous p24-positive Langerhans cells in the epithelium of the vagina and thus are able to transmit HIV as part of the natural antigen-processing pathway (Bhoopat et al., 2001; Piguet and Blauvelt, 2002). The role of DCs at the virological synapse has recently been reviewed (Piguet and Sattentau, 2004).

The presence of CCR5+ cells in the rectum and vagina, along with CD4+, results in the selective transmission of R5-HIV viruses across the mucosal epithelium (Zaitseva et al., 1997; Patterson et al., 1998). High concentrations of the CXCR4 ligand SDF-1 (CXCL12) are found in genital epithelium, and this may serve to block and down-modulate the CXCR4 receptor, making it unavailable for X4-HIV transmission (Agace et al., 2000).


    Targeting the Mucosal Immune System
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
The mucosal-associated lymphoid system (MALT) is well-defined in the gastro-intestinal, respiratory, and nasal tracts, with inductive sites of aggregated lymphoid tissue (such as Peyer’s patches) and effector sites in the respective mucosal tissues (Gowans and Knight, 1964; Mestecky et al., 1994). A corresponding genital- (and possibly rectal-) associated lymphoid system has not been clearly defined, but tracing the migration of T- and B-cells with the PKH-26 dye has revealed that the internal and external iliac lymph nodes may function as inductive sites from which cells migrate to effector sites in the lamina propria of the cervico-vaginal mucosa and rectum (Mitchell et al., 1998). A significant observation was the induction of both local mucosal, as well as systemic T- and B-cell, responses in macaques and mice (Lehner et al., 1992a,b, 1993, 1994a,Lehner et al., b; Belyakov et al., 1998; Eriksson et al., 1999). Indeed, mucosal or paramucosal (targeting the proximity of the regional lymph nodes) immunization induces: (a) mucosal immunity, which is the first line of defense against HIV; (b) immune responses in the regional lymph node, which is the major inductive site; and (c) systemic immunity, which reaches the other parts of the body via the circulation. Macaques have been protected from rectal infection by direct targeting of the iliac lymph nodes (Lehner et al., 1996; Bergmeier et al., 1998).


    Innate Immunity
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
The rapid transmission of SIV or HIV through the mucosa to the regional lymph nodes may not allow the cognate, memory-driven immune system to prevent infection. However, the innate immune system allows for the rapid deployment of cells and soluble factors in protection against microbial infection. The large number of Langerhans cells in the vagina, foreskin, and oral epithelium (Hussain and Lehner, 1995), {gamma}{delta} T-cells in rectal and vaginal epithelium, and macrophages and dendritic cells in the subepithelium enable these cells to secrete numerous chemokines and cytokines that may block HIV transmission and replication in the mucosal tissues. The CC (or β) chemokines may block HIV access to CCR5 co-receptors and may attract the immunological repertoire of cells (T- and B-cells, DC, and macrophages) to the mucosal site. Type I IFN (interferon) and the complement system may play an important role (Lehner, 2002). The concept is that the innate immune system may drive the adaptive immune response and modulate T-cell polarization.


    CD8-Suppressor Factors and Chemokines
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
CD8-suppressor factor (SF) or CD8 cell anti-viral factor (CAF) is released from CD8-cells and inhibits HIV replication in CD4+ cells (Walker et al., 1986; Mackewicz and Levy, 1992; Cocchi et al., 1995). The known anti-viral cytokines failed to account for the CD8-SF, and it is now established that several anti-HIV factors are generated by the stimulation of CD8 cells.

The CC chemokines bind to the CCR5 receptors and prevent M-tropic HIV infection and both M- and T-tropic SIV infection (Chen et al., 1997). The T-cell-tropic HIV receptor CXCR4 binds the chemokine CXCL12 (SDF1) and is not involved in SIV infection. Other chemokine co-receptors have been identified, of which Bonzo and Bob bind both HIV1 and SIV (Deng et al., 1996, 1997; Alkhatib et al., 1997; Liao et al., 1997), whereas GPR1 appears to be specific for SIV (Farzan et al., 1997). The chemokines corresponding to these 3 co-receptors have not yet been identified. However, the finding of several co-receptors, and the known switch from M-tropic HIV1-binding CCR5 to T-tropic HIV1-binding CXCR4 with the development of AIDS, suggests that immune pressure and/or increased generation of chemokines may mediate the development of alternative HIV/SIV co-receptor binding viruses.

However, the CC chemokines RANTES, MIP-1{alpha}, and MIP-1β(CCL 5, 3, and 4) are produced by activation of macrophages, dendritic cells, T-cells, Natural Killer cells, and T-cells bearing the {gamma}{delta} T-cell receptor (Sallusto et al., 1999; Lehner et al., 2000b; Babaahmady et al., 2002). There is a great deal of evidence that the 3 CC chemokines can block the CCR5 co-receptors and prevent HIV infection in vitro (Cocchi et al., 1995) or SIV infection in vivo (Lehner et al., 1996). In vivo, the 3 chemokines were generated specifically by immunization with SIV gp120 and p27 in alum (Lehner et al., 1996; Aubertin et al., 2000), xeno-immunization in macaques (Wang et al., 1998), and allo-immunization in women (Wang et al., 1999a, 2002a). There is also evidence, both in vitro (Aramori et al., 1997) and in vivo (Lehner et al., 2000c), that raised concentrations of CC chemokines down-modulate the cell-surface expression of CCR5.

Resting or activated CD8-enriched cells eluted from normal rectal mucosa generate a large number of CCL 4 and 5 secreting cells (Lehner et al., 2000a). This might be due to stimulation by many Gram-negative and -positive bacteria residing in the rectum, since these contain lipopolysaccharides (LPS) and heat-shock proteins (HSP), both of which induce CC chemokines. Consistent with these findings is the increased concentration of CCL 3, 4, and 5 secreted by iliac compared with axillary lymph node cells (Aubertin et al., 2000), since the former drain the rectal mucosa, with its indigenous microbial population, unlike the axillary lymph nodes, which drain the relatively aseptic skin. Furthermore, the highest mRNA levels of CC chemokines were reported from lymph nodes draining the mucosal tissues (Abel et al., 2001).

Chemokines have been demonstrated in cervico-vaginal washings from HIV-infected women (Patterson et al., 1998), and CCL5 might be protective at the surface of the cervico-vaginal mucosa (Spear et al., 1998).


    Mucosal Adjuvants
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
Most vaccines, with the exception of replicating viruses, require an adjuvant to initiate adaptive immunity. CD4+ T-helper cells are induced as part of this response, and the effector molecules and cells have been categorized into a T-helper 1 (Th1) response—associated with IL-2, IFN{gamma} secretion, and the induction of cytotoxic cells—or a Th2 response, associated with IL-4, IL-10, and antibody production. The best-defined mucosal adjuvant is cholera toxin, which binds GM-1 gangliosides expressed on epithelial cells. E. coli heat-labile toxin (LT) is also a potent mucosal adjuvant and binds GM-1. However, while CT induces predominantly Th2 responses, LT may induce both Th1 and Th2 responses. Microparticles of biodegradable polymers of polylactide-co-glycolides, CpG-DNA, and the incorporation of cytokines or chemokines are also important mucosal adjuvants (Holmgren et al., 2003; Yuki and Kiyono, 2003). The features of mucosal adjuvants and their polarizing effects are listed in the TableGo.


View this table:
[in this window]
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TABLE - The Ideal Properties of Mucosal Adjuvants
 
The objective of mucosal immunization is to elicit mucosal and regional lymph node immune responses to include secretory IgA, IgG, T-cell responses, and enhanced chemokine and cytokine production. The interplay between innate and adaptive immunity requires multiple signals. Signal 1 is dependent on the cognate immunity generated through HLA-peptide and TCR (T-cell receptor). Signal 2 is the co-stimulation which occurs between B7-CD28 (Bretscher, 1999). However, an adequate immune response is usually not invoked unless an appropriate adjuvant, which will induce innate responses, is also present. This can be elicited by a microbial product generating a third signal (or danger signal) (Medzhitov and Janeway, 1997). HSP70 has been shown to engage the CD40 co-stimulatory pathway to produce signal 3 (Wang et al., 2001). The adjuvant function of HSP70 has been well-established (Barrios et al., 1992; Perraut et al., 1993). We have recently demonstrated potent mucosal adjuvanticity by HSP70, which is dependent on stimulating the production of CC chemokines (Lehner et al., 2000a), thereby attracting the monocytes, immature DC, T-cells, and B-cells and driving the adaptive immune response (Kim et al., 1998; Sallusto et al., 2000). Rectal or vaginal mucosal immunization stimulates the production of CCL 3, 4, and 5 and elicits mucosal and systemic IgA and IgG antibodies and T-cell proliferative responses to the antigen linked to HSP70 (Fig. 1Go; Lehner et al., 2000a). These CC chemokines can block and down-modulate CCR5, which is the main co-receptor of M-tropic HIV. The innate or CC-chemokine-generating component of HSP70 is linked with a specific peptide that resides in the pocket of HSP70 and elicits specific immunity (Fig. 1Go). HSP70 binds CD40 in stimulating macrophages and DC to generate CC chemokines (Wang et al., 2001) and IL-12 when the c-terminal portion of HSP70 is administered (Wang et al., 2002b). This function, linked with that of HSP70-translocating molecules from outside the cell into the HLA class I pathway, enables HSP70 to elicit cytotoxic cells (CTL) as well as IgG2a antibody responses. This mechanism allows HSP70 to drive a TH1 response.


Figure 1
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Fig. 1 - The use of heat-shock proteins as mucosal adjuvants. Antibody and T-cell responses to SIV gp120 and p27 following rectal immunization with SIV antigens covalently linked to HSP60 or 70.

 

    Exploiting the Experiments of Nature
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
(a) Down-modulation of CCR5 and up-regulation of CC chemokines
The most striking resistance to HIV infection is in the naturally occurring {Delta}32 CCR5 mutation in approximately 1% of Caucasians (Dean et al., 1996; Deng et al., 1996). These individuals lack cell-surface expression of CCR5, have increased concentrations of the 3 chemokine ligands [CCL 3, 4, and 5 (Paxton et al., 1996)], and may develop antibodies to CCR5 (Ditzel et al., 1998).

We have developed a simian model of immunization against SIV/HIV infection that attempts to reproduce some of the functional aspects of the {Delta}32 CCR5 mutation. The novel vaccine strategy utilizes both the CCR5 co-receptor and HIV/SIV antigens in preventing SHIV transmission. The CCR5 co-receptors can be blocked by the 3 chemokines that down-modulate the cell-surface expression of CCR5 and may elicit protection in vivo (Lehner et al., 1996, 2000a,Lehner et al., b,c; Heeney et al., 1998; Ahmed et al., 1999; Wang et al., 1999b). In a series of experiments using HSP70 as a mucosal adjuvant, we have covalently linked SIV gp120 and p27 and applied the vaccine rectally in macaques. We were able to induce antibody in both serum and rectal washings, and to induce significant T-cell responses to the SIV antigens (Lehner et al., 2000c). Most importantly, however, was the elevated production of the 3 CC chemokines, which are the ligands for CCR5. HSP70 translocates molecules from outside the cell into the HLA class I pathway (Castellino et al., 2000) and acts as a TH1 polarizing agent. However, the increased CC chemokine concentration does not result in the complete blockade of CCR5. In vitro experiments (Lehner et al., 1999b, 2000a) had previously shown that monoclonal antibodies directed at the viral receptors can inhibit viral replication to greater than 90% with antibodies to CCR5 (Fig. 2Go). This finding has been exploited by immunizing macaques with CCR5. B- and T-cell epitope mapping indicated that the most immunogenic area of this seven-transmembrane protein can be represented by 3 extracellular peptides, namely, the N terminal residues 1–20, and the first loop and the second peptide of the second loop. These 3 peptides have become part of our vaccine strategy. We were able to show a synergistic effect of combining antibodies to CCR5 with the natural chemokine ligands in inhibiting the replication of HIV in vitro (Lehner et al., 2001). These CCR5 antibodies are found not only in individuals with the {Delta}32 CCR5 mutation, but also in xeno-immunized macaques (Heeney et al., 1998), allo-immunized humans (Wang et al., 1999a, 2002a), seronegative women at risk of HIV infection (Lopalco et al., 2000), and in DNA-immunized macaques (Zuber et al., 2000).


Figure 2
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Fig. 2 - The effects of monoclonal antibodies on SIV replication in vitro. Antibodies to cell-surface molecules inhibit replication of virus.

 
This novel vaccine strategy has recently been utilized in a challenge experiment in which groups of macaques were immunized with a vaccine consisting of the 3 extracellular CCR5 peptides, an N-terminal fragment of HIV gp120 generated in plants, and recombinant SIV p27. These were covalently linked to HSP70 as a mucosal adjuvant and administered either via the vaginal mucosa or by targeting the proximity of the draining iliac lymph nodes (Bogers et al., 2004a). The animals were challenged by inoculation into the vagina one month following the final immunization. Serum and vaginal fluid IgG and IgA, IL-2- and IFN{gamma}-producing cells, and the CC chemokines CCL3 and 4 (MIP 1β and MIP 1{alpha}) were significantly raised in immunized macaques (P = 0.01–0.05). Vaginal challenge with SHIV89.6P infected all macaques, but sequential analysis over 24 wks showed a significant variation in viral loads between animals (P = 0.05). Whereas SHIV89.6P persisted in 4 unimmunized macaques, in 5 out of 8 immunized macaques the virus was cleared or became undetectable by reverse transcriptase-polymerase chain-reaction (RT-PCR) (Fig. 3Go). The CD4 counts in the immunized macaques were significantly higher than those in unimmunized animals (P < 0.05). Similar results were found in macaques immunized with a CCR5-SIV combined vaccine and challenged intravenously with SIVmac 8980 (Bogers et al., 2004b).


Figure 3
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Fig. 3 - Targeting the mucosal effector sites with a SHIV vaccine incorporating HIV env, SIV gag, and the 3 CCR5 peptides. Viral loads after vaginal challenge in animals vaccinated via the vaginal compared with TLN (Targeted Iliac Lymph node) immunization.

 
We concluded that an immunization strategy that targets both the virus and its CCR5 receptor has significantly inhibited SHIV89.6P and SIV 8980, and may serve as a novel strategy in the prevention of HIV transmission (Fig. 4Go).


Figure 4
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Fig. 4 - Dual-protection hypothesis against HIV/SIV. Cognate immunity against HIV/SIV or CCR5 (1 and 3) and innate immunity (2) by CC-chemokines blocking or down-modulating CCR5 (from Lehner et al., 1999a).

 
(b) Alloimmunity—a role in protection against HIV
Sexually transmitted diseases in general, and HIV infection in particular, are transmitted through the vaginal or rectal mucosa. A potentially important factor which has not been explored in the past is the effect of HLA antigens in the cells found in ejaculates on the immune response of the partner. Ejaculates contain CD4-positive T-cells, macrophages, neutrophils, immature germ cells (Quayle et al., 1997), epithelial cells that express HLA antigens (Koelman et al., 2000), and cell-free HLA antigens. Spermatozoa may express HLA class I and II antigens, though in a cyclical pattern (Martin-Villa et al., 1999). The possibility that HLA antigens in ejaculates might elicit an allo-immune response needs to be studied, especially since systemic allo-immunization induces one of the most potent natural immune responses, in which up to 10% of the T-cell repertoire is directed against HLA antigens (Suchin et al., 2001; Blattman et al., 2002).

To the best of our knowledge, there is no recorded evidence that mucosal allo-immunity has been investigated. This is somewhat surprising, in view of the common exposure of vaginal or rectal mucosa to allo-antigens in ejaculates. However, we have recently reported that unprotected sexual intercourse with a monogamous partner elicits a significant allo-immune response to the partner’s mononuclear cells, compared with unrelated cells (Peters et al., 2004). The CD4+ T-cells from these women showed significant in vitro resistance to HIV-1 infection, compared with cells from those who practiced protected sex.

Xeno-immunization of macaques with SIV grown in human T-cells has consistently protected the animals from SIV infection (Desrosiers et al., 1989; Murphey-Corb et al., 1989; Carlson et al., 1990; Stott et al., 1990; Langlois et al., 1992). There is also evidence that allo-immunization in macaques may protect them against SIV infection (Stott, 1994).

Indeed, antibodies to cell-surface antigens such as classes I and II were found in the sera of protected macaques (Bergmeier et al., 1994). Furthermore, we have been able to demonstrate that antibodies to Classes I and II and CCR5 are able to inhibit replication of SIV (Fig. 2Go; Lehner et al., 1999b). Animals infected with SIV grown in macaque cells have species-specific antibodies to these antigens (Polyanskaya et al., 2003). Xeno-immunization of macaques significantly increased the concentration of CD8-derived suppressor factor (SF), CCL-5, CCL-3, and CCL-4 (RANTES, MIP-1{alpha}, and MIP-1β), which were associated with protection against SIV infection (Wang et al., 1998). Furthermore, human in vitro studies suggest that allo-antigens may induce HIV cross-reactive antibodies, cytotoxic lymphocytes, or soluble factors (Clerici et al., 1993; Shearer et al., 1993; Bruhl et al., 1996). Systemic allo-immunization in women revealed that the 3 CC chemokines are significantly up-regulated, and the CCR5 and CXCR4 co-receptors are down-modulated (Wang et al., 2002a). Both M-and T-tropic HIV replication was inhibited in vitro by CD8-SF derived from peripheral blood mononuclear cells (PBMC) of these women, in addition to a dose-dependent decrease in infectivity of CD4+ T-cells. Indeed, it has been suggested that successful veterinary vaccines are dependent on allo-responses (reviewed by Bourinbaiar et al., 2003).

Allo-immunization has been proposed as a strategy for inducing immune protection against HIV infection (Shearer et al., 1993; Lehner et al., 2000d). Epidemiological evidence suggests that sex workers in West Africa who appear to be resistant to HIV infection express rare HLA alleles (Celum et al., 1994). Transmission of HIV from mother to baby occurs more frequently among uniparous women (Kind, 1995), and mother-child HLA-class I concordance increases perinatal HIV-1 transmission (MacDonald et al., 1998). Furthermore, selected sera from multiparous women showed significant CCR5 antibodies and in vitro inhibition of HIV-1 replication (Wang et al., 1999a). On the basis of these findings, we postulated the hypothesis that vaginal or rectal exposure to HLA antigens in ejaculates might elicit mucosal allo-immunity, generating CD8 cell-derived anti-viral factors and CC chemokines that affect immunity and transmission of the R5 strains of HIV.

In preliminary experiments in macaques, we have applied irradiated autologous or allogeneic cells to either the rectum or the vagina and measured the level of response by the mixed-lymphocyte reaction. The level of CC chemokine production induced was also measured. Autologous cells did not induce a mixed-lymphocyte reaction (MLR) or any increase in the level of CC chemokines, but both of these were elevated in animals exposed to allo-immunization. CD8-suppressor factor (CD8-SF) was also elevated, and the T-cells of allostimulated animals were more intransigent to SIV infection (Bergmeier et al., 2005).

Taken together, these preliminary experiments are proof, in principle, that allo-immunization may be highly efficacious in protecting individuals from HIV infection (Fig. 5Go).


Figure 5
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Fig. 5 - The effects of allo-immunization and CCR5 immunization on HIV infectivity.

 

    Summary
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 
There is a pressing need for an HIV vaccine, but despite valiant efforts over many years, conventional approaches using viral antigens or DNA have not brought us any closer to controlling AIDS through vaccination. The approach we have taken is to utilize the innate immune system, coupled with the mucosal immune response, to generate effector mechanisms at the mucosal site of infection. We have been encouraged by the results we have obtained in trying to mimic the experiments of nature by blocking and down-modulating the main co-receptor of the R5 virus, and by the induction of alloresponses with the concomitant up-regulation of the innate factors that are able to inhibit viral replication.


    References
 TOP
 Abstract
 Introduction
 HIV Receptors and Transmission...
 Targeting the Mucosal Immune...
 Innate Immunity
 CD8-Suppressor Factors and...
 Mucosal Adjuvants
 Exploiting the Experiments of...
 Summary
 References
 

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Advances in Dental Research, Vol. 19, No. 1, 21-28 (2006)
DOI: 10.1177/154407370601900106


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